PHA CL SEC Filings - PulteGroup, Inc. - Preferred Security- Annual Report, Proxy Statement, Prospectus

Basic Stats

LEI	54930029VL3U54MWP562
CIK	822416

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PulteGroup, Inc. - Preferred Security

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

August 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 PULTEGROUP, INC. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 PULTEGROUP, INC.
August 14, 2025	EX-10.1	AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT – Page 1 13312-781/Pulte Mortgage Warehouse Facility AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT This Amendment No. 3 to Master Repurchase Agreement, dated as of August 13, 2025 (this "Amendment"), is exhibit101-thirdomnibusa AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT – Page 1 13312-781/Pulte Mortgage Warehouse Facility AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT This Amendment No. 3 to Master Repurchase Agreement, dated as of August 13, 2025 (this "Amendment"), is by and among Pulte Mortgage LLC, a Delaware limited liability company (the "Seller"), Texas Capital Bank, a national banking
July 22, 2025	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
July 22, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
July 22, 2025	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 PULTEGROUP, INC.
July 22, 2025	EX-31.B	Rule 13a-14(a) Certification by James L. Ossowski, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, James L. Ossowski, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n
July 22, 2025	EX-99.1	PULTEGROUP REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS •Earnings of $3.03 Per Share •Closings Totaled 7,639 Homes Generating Home Sale Revenues of $4.3 Billion •Home Sale Gross Margin of 27.0% •Net New Orders Totaled 7,083 Homes with a Value of $3.9 Billion •Unit Backlog of 10,779 Homes with a Va
June 3, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2025 PULTEGROUP, INC.
June 3, 2025	EX-3.1	Certificate of Elimination of Series A Junior Participating Preferred Shares of PulteGroup, Inc., dated June 2, 2025 (Incorporated by reference to Exhibit 3.1 of PulteGroup, Inc.’s Current Report on Form 8-K, filed with the SEC on June 3, 2025). Exhibit 3.1
June 3, 2025	8-A12B/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PULTEGROUP, INC. (Exact name of registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PULTEGROUP, INC. (Exact name of registrant as specified in its charter) Michigan 38-2766606 (State or other jurisdiction (IRS Employer of incorporation) Identification No.) 3350 Peachtree Road
June 2, 2025	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 13, 2025, pursuant to the provisions of Rule 12d2-2 (a).
May 30, 2025	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 [ ] TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 1-9804 PULTEGROUP, INC. 401(K) PLAN (Full t
May 6, 2025	EX-3.1	Amended and Restated By-Laws of Exhibit 3.1 Amended and Restated as of May 2025 AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC. (hereinafter, the “Corporation”) ARTICLE I OFFICES SECTION 1.1 Registered Office. The registered office of the Corporation shall be located at 601 Abbot Road, East Lansing, MI 48823, or at such other place as may be designated as the registered office by the Board of Directors. The Corporation’s princi
May 6, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 PULTEGROUP, INC. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 PULTEGROUP, INC.
April 22, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
April 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 PULTEGROUP, INC. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 PULTEGROUP, INC.
April 22, 2025	EX-99.1	PULTEGROUP, INC. REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
April 22, 2025	EX-31.B	, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, James L. Ossowski, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n
April 22, 2025	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
March 25, 2025	PX14A6G	Notice of Exempt Solicitation Pursuant to Rule 14a-103 Name of Registrant: PulteGroup Inc. Name of person relying on exemption: As You Sow® Address of persons relying on exemption: 11461 San Pablo Ave, Suite 400, El Cerrito, CA 94530 The attached wri Notice of Exempt Solicitation Pursuant to Rule 14a-103 Name of Registrant: PulteGroup Inc.
March 18, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 PULTEGROUP, INC.
March 14, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐
March 14, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary
February 6, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number 1-9804 PULTEGROUP, INC. (Exact name
February 6, 2025	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made
February 6, 2025	EX-10.I	Form of 2025 Restricted Stock Unit Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) Exhibit 10(i) Grant Acceptance PulteGroup, Inc. Employer ID: 38-2766606 3350 Peachtree Road NE, Suite 1500 Atlanta, GA 30326 Participant: Employee ID: You have been granted an Award of PulteGroup, Inc. Restricted Stock Units as follows: Type of Award: Restricted Stock Units Grant No.: Plan: 2022 Stock Incentive Plan Date of Award: Total Number of Shares Awarded: Vesting Schedule Number of Shares V
February 6, 2025	EX-4.H	Description of the Registrant's Securities (Filed herewith) Exhibit 4(h) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc.
February 6, 2025	EX-19	PulteGroup, Inc. Insider Trading and Confidentiality Policy (Filed herewith) Exhibit 19 Revised May 2024 PULTEGROUP, INC. DIRECTORS, OFFICERS AND COVERED EMPLOYEES INSIDER TRADING AND CONFIDENTIALITY POLICY This Policy sets forth the procedures that directors, officers and certain other employees of PulteGroup, Inc. (“PulteGroup” or the “Company”) must follow in connection with any trading of PulteGroup equity or debt securities and stock options and any other types of sec
February 6, 2025	EX-24	Power of Attorney (Filed herewith) EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Ryan Marshall, Robert O’Shaughnessy, Todd N.
February 6, 2025	EX-10.M	Form of 2025 Long-term Incentive Program Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) Exhibit 10(m) PULTEGROUP, INC. Grant Acceptance Agreement Pursuant to the PulteGroup, Inc. 2022 Stock Incentive Plan (the “Plan) (“the Participant”) has been granted a restricted stock unit award described below. Certain terms and conditions of the restricted stock unit award are set forth immediately below in this Grant Acceptance Agreement. Other terms and conditions are set forth in the Restric
February 6, 2025	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m
February 6, 2025	EX-21	Subsidiaries of the Registrant (Filed herewith) EXHIBIT 21 SUBSIDIARIES OF PULTEGROUP, INC. As of December 31, 2024 Company Name Jurisdiction of Formation Centex LLC Nevada Centex Construction Of New Mexico, LLC Delaware Centex Development Company, L.P. Delaware Centex Homes Nevada Centex Homes, LLC Delaware Centex International II, LLC Nevada Centex Real Estate Company, LLC (f/k/a Centex Real Estate Corporation) Nevada Contractors Insurance Co
February 6, 2025	EX-22	List of Guarantor Subsidiaries (incorporated by reference from Exhibit 22 to PulteGroup, Inc.'s Annual Report on Form 10-K for the year ended December 31, 2024, filed with the SEC on February 6, 2025) EXHIBIT 22 LIST OF GUARANTOR SUBSIDIARIES As of December 31, 2024 The following subsidiaries of PulteGroup, Inc.
January 30, 2025	EX-99.2	PULTEGROUP ANNOUNCES $1.5 BILLION INCREASE TO SHARE REPURCHASE AUTHORIZATION FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
January 30, 2025	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 PULTEGROUP, INC.
January 30, 2025	EX-99.1	PULTEGROUP REPORTS FOURTH QUARTER 2024 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS FOURTH QUARTER 2024 FINANCIAL RESULTS •Earnings Per Share of $4.43 •Closings Increased 6% to 8,103 •Home Sale Revenues Increased 13% to $4.7 Billion •Home Sale Gross Margin of 27.5% •Net New Orders of 6,167 Homes with a Value of $3.5 Billion •Unit Backlog of 10,153 Homes with a V
October 22, 2024	EX-99.1	PULTEGROUP REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS •Earnings Increased 16% to $3.35 Per Share •Closings Increased 12% to 7,924 •Home Sale Revenues Increased 12% to $4.3 Billion •Home Sale Gross Margin of 28.8% •Net New Orders Totaled 7,031 Homes with a Value of $3.9 Billion •Unit Backlog of 12
October 22, 2024	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
October 22, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specifie
October 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 PULTEGROUP, INC. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 PULTEGROUP, INC.
October 22, 2024	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
October 16, 2024	SC 13G	PHM / PulteGroup, Inc. / STATE STREET CORP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PULTEGROUP INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 745867101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ý R
August 15, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 PULTEGROUP, INC. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 PULTEGROUP, INC.
August 15, 2024	EX-10.1	Second Omnibus Amendment and Joinder to Transaction Documents to Master Repurchase Agreement dated as of August 14, 2024, among JPMorgan Chase, as Agent, Lead Arranger and a Buyer, the other Buyers party thereto and Pulte Mortgage LLC, as Seller (Incorporated by reference to Exhibit 10.1 of PulteGroup, Inc.'s Current Report on Form 8-K, filed with the SEC on August 15, 2024) SECOND OMNIBUS AMENDMENT AND JOINDER TO TRANSACTION DOCUMENTS – Page 1 13312-781/Pulte Mortgage Warehouse Facility SECOND OMNIBUS AMENDMENT AND JOINDER TO TRANSACTION DOCUMENTS This Second Omnibus Amendment and Joinder to Transaction Documents (this “Amendment”) is entered into effective as of August 14, 2024 (the “Effective Date”), by and among PULTE MORTGAGE LLC, a Delaware limited liability company (the “Seller”), TEXAS CAPITAL BANK (“Texas Capital Bank”), TRUIST BANK, a North Carolina banking corporation (“Truist”), EVERBANK, N.
July 23, 2024	EX-99.1	PULTEGROUP REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
July 23, 2024	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
July 23, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
July 23, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 PULTEGROUP, INC. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 PULTEGROUP, INC.
July 23, 2024	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
July 22, 2024	EX-99.1	PulteGroup CFO Bob O’Shaughnessy Announces Plan to Retire in 2025 Jim Ossowski, PulteGroup Senior Vice President, Finance, To Succeed O’Shaughnessy as CFO Exhibit 99.1 FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PulteGroup CFO Bob O’Shaughnessy Announces Plan to Retire in 2025 Jim Ossowski, PulteGroup Senior Vice President, Finance, To Succeed O’Shaughnessy as CFO ATLANTA, July 22, 2024 - PulteGroup, Inc. (NYSE: PHM) announced today that Bob O’Shaughnessy, Executive Vice President and Chief Fi
July 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 PULTEGROUP, INC. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 PULTEGROUP, INC.
May 31, 2024	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 [ ] TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 1-9804 PULTEGROUP, INC. 401(K) PLAN (Full t
May 8, 2024	EX-3.1	Certificate of Amendment to the Articles of Incorporation, dated May 6, 2024 (Incorporated by reference to Exhibit 3.1 of our Current Report on Form 8-K, filed with the SEC on May 8, 2024)
May 8, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 PULTEGROUP, INC.
April 23, 2024	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
April 23, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 PULTEGROUP, INC. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 PULTEGROUP, INC.
April 23, 2024	EX-99.1	PULTEGROUP, INC. REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
April 23, 2024	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
April 23, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
March 22, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement
March 22, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Prelimi
March 8, 2024	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Prelimi
February 13, 2024	SC 13G/A	PHM / PulteGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01758-pultegroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: PulteGroup Inc Title of Class of Securities: Common Stock CUSIP Number: 745867101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the
February 5, 2024	EX-10.I	Form of 2024 Restricted Stock Unit Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) Grant Acceptance PulteGroup, Inc. Employer ID: 38-2766606 3350 Peachtree Road NE, Suite 1500 Atlanta, GA 30326 Participant: Employee ID: You have been granted an Award of PulteGroup, Inc. Restricted Stock Units as follows: Type of Award: Restricted Stock Units Grant No.: Plan: 2022 Stock Incentive Plan Date of Award: Total Number of Shares Awarded: Vesting Schedule Number of Shares Vesting as of S
February 5, 2024	EX-10.H	Form of 2023 Restricted Stock Unit Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) Grant Acceptance PulteGroup, Inc. Employer ID: 38-2766606 3350 Peachtree Road NE, Suite 1500 Atlanta, GA 30326 Participant: Employee ID: You have been granted an Award of PulteGroup, Inc. Restricted Stock Units as follows: Type of Award: Restricted Stock Units Grant No.: Plan: 2022 Stock Incentive Plan Date of Award: Total Number of Shares Awarded: Vesting Schedule Number of Shares Vesting as of S
February 5, 2024	EX-10.Q	PulteGroup, Inc. Amended Retirement Policy (Effective May 12, 2021) (Filed herewith) PULTEGROUP, INC. AMENDED RETIREMENT POLICY (Effective May 12, 2021) This PulteGroup, Inc. Retirement Policy, as set forth herein (the “Policy”), sets forth administrative guidelines to be used by the Compensation and Management Development Committee of the Board of Directors (the “Compensation Committee”) of PulteGroup, Inc., a Michigan corporation (“PulteGroup”), with respect to the treatment of
February 5, 2024	EX-10.R	PulteGroup, Inc. Amended Retirement Policy (Effective January 31, 2024) (Filed herewith) PULTEGROUP, INC. AMENDED RETIREMENT POLICY (Effective January 31, 2024) This PulteGroup, Inc. Amended Retirement Policy, as set forth herein (the “Policy”), sets forth administrative guidelines to be used by the Compensation and Management Development Committee of the Board of Directors (the “Compensation Committee”) of PulteGroup, Inc., a Michigan corporation (“PulteGroup”), with respect to the t
February 5, 2024	EX-10.S	Form of Director and Officer Indemnification Agreement (Effective January 31, 2024) (Filed herewith) DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is entered into as of the day of , 2024, by and between PulteGroup Inc.
February 5, 2024	EX-10.P	PulteGroup, Inc. Amended Executive Severance Policy (Effective January 31, 2024) (Filed herewith) PULTEGROUP, INC. AMENDED AND RESTATED EXECUTIVE SEVERANCE POLICY (Revised January 31, 2024) 1. Purpose. The PulteGroup, Inc. Amended and Restated Executive Severance Policy, as set forth herein (the “Policy”), is effective as of January 31, 2024 (the “Effective Date”). This Policy provides severance benefits to eligible executives and certain key employees of PulteGroup, Inc., a Michigan corporati
February 5, 2024	EX-10.F	Form of 2021 Restricted Stock Unit Award Agreement (as Amended) under PulteGroup, Inc. 2013 Stock Incentive Plan (Filed herewith) Grant Acceptance PulteGroup, Inc. Employer ID: 38-2766606 3350 Peachtree Road NE, Suite 150 Atlanta, GA 30326 Participant: Employee ID: You have been granted an Award of PulteGroup, Inc. Restricted Stock Units as follows: Type of Award: Restricted Stock Units Grant No.: Plan: 2013 Stock Incentive Plan Date of Award: Total Number of Shares Awarded: Vesting Schedule Number of Shares Vesting as of St
February 5, 2024	EX-21	Subsidiaries of the Registrant (Filed herewith) EXHIBIT 21 SUBSIDIARIES OF PULTEGROUP, INC. As of December 31, 2023 Company Name Jurisdiction of Formation Centex LLC Nevada Centex Construction Of New Mexico, LLC Delaware Centex Development Company, L.P. Delaware Centex Homes Nevada Centex Homes, LLC Delaware Centex International II, LLC Nevada Centex Real Estate Company, LLC (f/k/a Centex Real Estate Corporation) Nevada Contractors Insurance Co
February 5, 2024	EX-10.L	Form of 2024 Long-term Incentive Program Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) PULTEGROUP, INC. Grant Acceptance Agreement Pursuant to the PulteGroup, Inc. 2022 Stock Incentive Plan (the “Plan) (“the Participant”) has been granted a restricted stock unit award described below. Certain terms and conditions of the restricted stock unit award are set forth immediately below in this Grant Acceptance Agreement. Other terms and conditions are set forth in the Restricted Stock Unit
February 5, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number 1-9804 PULTEGROUP, INC. (Exact name
February 5, 2024	EX-24	Power of Attorney (Filed herewith) EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Ryan Marshall, Robert O’Shaughnessy, Todd N.
February 5, 2024	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m
February 5, 2024	EX-10.G	Form of 2022 Restricted Stock Unit Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) Grant Acceptance PulteGroup, Inc. Employer ID: 38-2766606 3350 Peachtree Road NE, Suite 1500 Atlanta, GA 30326 Participant: Employee ID: You have been granted an Award of PulteGroup, Inc. Restricted Stock Units as follows: Type of Award: Restricted Stock Units Grant No.: Plan: 2022 Stock Incentive Plan Date of Award: Total Number of Shares Awarded: Vesting Schedule Number of Shares Vesting as of S
February 5, 2024	EX-97	PulteGroup, Inc. Executive Compensation Recovery (Clawback) Policy (Filed herewith) PULTEGROUP, INC. DODD-FRANK CLAWBACK POLICY Effective October 2, 2023 The Board of Directors (the “Board”) of PulteGroup, Inc. (the “Company”) believes it is desirable and in the best interests of the Company and its shareholders to maintain and enhance a culture focused on diligent, responsible management and that discourages conduct detrimental to the Company. The Board therefore adopted the Pul
February 5, 2024	EX-10.K	Form of 2023 Long-term Incentive Program Award Agreement (as Amended) under PulteGroup, Inc. 2022 Stock Incentive Plan (Filed herewith) PULTEGROUP, INC. Grant Acceptance Agreement Pursuant to the PulteGroup, Inc. 2022 Stock Incentive Plan (the “Plan) (“the Participant”) has been granted a restricted stock unit award described below. Certain terms and conditions of the restricted stock unit award are set forth immediately below in this Grant Acceptance Agreement. Other terms and conditions are set forth in the Restricted Stock Unit
February 5, 2024	EX-10.J	Form of 2021 and 2022 Long-term Incentive Program Award Agreement (as Amended) under PulteGroup, Inc. 2013 Stock Incentive Plan (Filed herewith) PULTEGROUP, INC. Grant Acceptance Agreement Pursuant to the PulteGroup, Inc. 2013 Stock Incentive Plan (the “Plan”), (“the Participant”) has been granted the Performance Award described below. Certain terms and conditions of the Performance Award are set forth immediately below in this Grant Acceptance Agreement. Other terms and conditions are set forth in the Performance Award Agreement which is
February 5, 2024	EX-22	List of Guarantor Subsidiaries (incorporated by reference from Exhibit 22 to PulteGroup, Inc.'s Annual Report on Form 10-K for the year ended December 31, 2023, filed with the SEC on February 5, 2024) EXHIBIT 22 LIST OF GUARANTOR SUBSIDIARIES As of December 31, 2023 The following subsidiaries of PulteGroup, Inc.
February 5, 2024	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made
January 30, 2024	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2024 PULTEGROUP, INC.
January 30, 2024	EX-99.2	PULTEGROUP, INC. ANNOUNCES $1.5 BILLION INCREASE TO SHARE REPURCHASE AUTHORIZATION FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
January 30, 2024	EX-99.1	PULTEGROUP REPORTS FOURTH QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
October 24, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specifie
October 24, 2023	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
October 24, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 PULTEGROUP, INC. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 PULTEGROUP, INC.
October 24, 2023	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
October 24, 2023	EX-99.1	PULTEGROUP REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS •Net Income Increased 8% to $2.90 Per Share •Home Sale Revenues Increased 3% to $3.9 Billion •Home Sale Gross Margin of 29.5% •Net New Orders Increased 43% to 7,065 Homes with a Value of $3.8 Billion •Unit Backlog Totaled 13,547 Homes with a V
August 17, 2023	EX-10.1	Master Repurchase Agreement dated as of August 16, 2023, among JPMorgan Chase, as Agent, Lead Arranger and a Buyer, the other Buyers party thereto and Pulte Mortgage LLC, as Seller (Incorporated by reference to Exhibit 10.1 of PulteGroup, Inc.'s Current Report on Form 8-K, filed with the SEC on August 17, 2023) masterrepurchaseagreemen 13312-781/Pulte Mortgage Warehouse Facility MASTER REPURCHASE AGREEMENT dated as of August 16, 2023 among JPMORGAN CHASE BANK, N.
August 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 PULTEGROUP, INC. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 PULTEGROUP, INC.
July 25, 2023	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
July 25, 2023	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
July 25, 2023	EX-99.1	PULTEGROUP REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS •Net Income of $3.21 Per Share •Home Sale Revenues Increased 8% to $4.1 Billion •Closings Increased 5% to 7,518 Homes; Average Sales Price Up 3% to $540,000 •Home Sale Gross Margin of 29.6% •Net New Orders Increased 24% to 7,947 Homes with a
July 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 PULTEGROUP, INC. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 PULTEGROUP, INC.
July 25, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
June 9, 2023	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 [ ] TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 1-9804 PULTEGROUP, INC. 401(K) PLAN (Full t
May 16, 2023	EX-99.1	PULTEGROUP NAMES INDUSTRY VETERAN MATTHEW KOART AS CHIEF OPERATING OFFICER FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
May 16, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 PULTEGROUP, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 PULTEGROUP, INC.
May 5, 2023	EX-3.2	Amended and Restated By-Laws of PulteGroup, Inc. (Incorporated by reference to Exhibit 3.2 of our Current Report on Form 8-K, filed with the SEC on May 5, 2023) Amended and Restated as of May 2023 AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC.
May 5, 2023	EX-3.1	Amended and Restated By-Laws of PulteGroup, Inc. (marked for changes) Amended and Restated as of May 2023 AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC.
May 5, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 PULTEGROUP, INC.
April 25, 2023	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
April 25, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
April 25, 2023	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
April 25, 2023	EX-99.1	PULTEGROUP, INC. REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
April 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2023 PULTEGROUP, INC. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2023 PULTEGROUP, INC.
April 25, 2023	EX-99.2	PULTEGROUP, INC. ANNOUNCES $1.0 BILLION INCREASE TO SHARE REPURCHASE AUTHORIZATION FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
March 21, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐
March 21, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide
March 17, 2023	CORRESP	PulteGroup, Inc., 3350 Peachtree Road N.E., Suite 1500, Atlanta, GA 30326 404.978.6400 pultegroupinc.com CONFIDENTIAL March 17, 2023 VIA EDGAR Mr. Ameen Hamady Division of Corporation Finance Office of Real Estate & Construction United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 RE: PULTEGROUP INC/MI/ Form 8-K filed on January 31, 2023 Form 10-K for the year ended December 31, 2022 Filed on February 6, 2023 File No. 001-09804 Dear Mr. Hamady: The following
February 9, 2023	SC 13G/A	PHM / PulteGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01730-pultegroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: PulteGroup Inc. Title of Class of Securities: Common Stock CUSIP Number: 745867101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the
February 6, 2023	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m
February 6, 2023	EX-24	Power of Attorney (Filed herewith) EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Ryan Marshall, Robert O’Shaughnessy, Todd N.
February 6, 2023	EX-4.H	Description of the Registrant's Securities (Filed herewith) Exhibit 4(h) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc.
February 6, 2023	EX-22	Annual Report on Form 10-K for the year ended December 31, 2022, filed with the SEC on February 6, 2023) EXHIBIT 22 LIST OF GUARANTOR SUBSIDIARIES As of December 31, 2022 The following subsidiaries of PulteGroup, Inc.
February 6, 2023	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made
February 6, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number 1-9804 PULTEGROUP, INC. (Exact name
February 6, 2023	EX-21	Subsidiaries of the Registrant (Filed herewith) EXHIBIT 21 SUBSIDIARIES OF PULTEGROUP, INC. As of December 31, 2022 Company Name Jurisdiction of Formation Centex LLC Nevada Centex Construction Of New Mexico, LLC Delaware Centex Development Company, L.P. Delaware Centex Homes Nevada Centex Homes, LLC Delaware Centex International II, LLC Nevada Centex Real Estate Company, LLC (f/k/a Centex Real Estate Corporation) Nevada Contractors Insurance Co
January 31, 2023	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 PULTEGROUP, INC.
January 31, 2023	EX-99.1	PULTEGROUP REPORTS FOURTH QUARTER 2022 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
December 16, 2022	EX-99.1	PULTEGROUP ANNOUNCES BRANDON JONES, SENIOR VICE PRESIDENT – FIELD OPERATIONS, TO LEAVE THE COMPANY EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Company Contact Jim Zeumer 404-978-6434 PULTEGROUP ANNOUNCES BRANDON JONES, SENIOR VICE PRESIDENT – FIELD OPERATIONS, TO LEAVE THE COMPANY ATLANTA, December 16, 2022 – PulteGroup, Inc. (NYSE: PHM), the nation’s third largest homebuilder, announced today that Brandon Jones, Senior Vice President - Field Operations, has been terminated and will leave the Co
December 16, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 PULTEGROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 PULTEGROUP, INC.
October 25, 2022	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
October 25, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specifie
October 25, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 PULTEGROUP, INC. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 PULTEGROUP, INC.
October 25, 2022	EX-99.2	PulteGroup Announces Chief Operating Officer Succession Plan Current COO John Chadwick to retire in 2023; Brandon Jones, Senior Vice President - Field Operations, to succeed Chadwick FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PulteGroup Announces Chief Operating Officer Succession Plan Current COO John Chadwick to retire in 2023; Brandon Jones, Senior Vice President - Field Operations, to succeed Chadwick ATLANTA – October 25, 2022 – PulteGroup, Inc. (NYSE: PHM), the nation’s third largest homebuilder, announced today t
October 25, 2022	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
October 25, 2022	EX-99.1	PULTEGROUP REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS •Earnings Increased 48% to $2.69 Per Share •Home Sale Revenues Increased 16% to $3.8 Billion •Homebuilding Gross Margin Expanded by 360 Basis Points to 30.1% •Net New Orders of 4,924 Homes with a Value of $2.8 Billion •Unit Backlog Totaled 17,
July 29, 2022	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 PULTEGROUP, INC.
July 29, 2022	EX-10.1	, among Comerica Bank, as Agent, Lead Arranger and a Buyer, the other Buyers party thereto and Pulte Mortgage LLC, as Seller (incorporated by reference to Exhibit 10.1 of PulteGroup, Inc's Current Report on Form 8-K, filed with the SEC on July 4857-1543-7856 FOURTH AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT (for Pulte Mortgage LLC) dated as of July 28, 2022 among COMERICA BANK, as Agent, Lead Arranger and a Buyer, THE OTHER BUYERS PARTY HERETO and PULTE MORTGAGE LLC, as Seller - 43-7856 RTH ENDED D S TED ASTER CHASE EE ENT r ulte ortgage C) ted s f ly 8, 22 ong ERICA NK, s gent, ead rranger d uyer, E ER ERS TY ETO d LTE ORTGAGE C, s l TABLE OF CONTENTS FOURTH AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT.
July 26, 2022	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
July 26, 2022	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
July 26, 2022	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 PULTEGROUP, INC.
July 26, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
July 26, 2022	EX-99.1	PULTEGROUP REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS ?Net Income of $2.73 Per Share Increased 59% Over Prior Year Adjusted Net Income of $1.72 Per Share ?Closings of 7,177 Homes Comparable with Prior Year; Average Sales Price Increased 19% to $531,000 ?Home Sale Revenues Increased 18% to $3.8 B
June 16, 2022	EX-10.1	Third Amended and Restated Credit Agreement dated as of June 14, 2022 among PulteGroup, Inc., as Borrower, Bank of America, N.A., as Administrative Agent, and the other Lenders party thereto (Incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K, filed with the SEC on June 16, 2022) 4889-9733-0207 v.9 Execution Version Published CUSIP Number: 74587JAG9 THIRD AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 14, 2022 among PULTEGROUP, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, and The Other Lenders Party Hereto, JPMORGAN CHASE BANK, N.A., as Syndication Agent, CITIBANK, N.A., MIZUHO BANK, LTD. and TRUIST BANK, as Co-Documentation
June 16, 2022	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2022 PULTEGROUP, INC.
May 26, 2022	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 [ ] TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 1-9804 PULTEGROUP, INC. 401(K) PLAN (Full t
May 6, 2022	EX-3.1	Amended and Restated By-Laws of PulteGroup, Inc. AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC. ARTICLE I OFFICES SECTION 1.1 Registered Office. The registered office of the Corporation shall be located at 601 Abbot Road, East Lansing, MI 48823 or at such other place as may be designated as the registered office by the Board of Directors. The Corporation?s principal executive offices shall be located at 3350 Peachtree Road NE, Suite 1500 in th
May 6, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 PULTEGROUP, INC.
May 6, 2022	EX-3.2	Amended and Restated By-laws of PulteGroup, Inc. (Incorporated by reference to Exhibit 3.2 of our Current Report on Form 8-K, filed with the SEC on May 6, 2022) AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC. ARTICLE I OFFICES SECTION 1.1 Registered Office. The registered office of the Corporation shall be located at 601 Abbot Road, East Lansing, MI 48823 or at such other place as may be designated as the registered office by the Board of Directors. The Corporation?s principal executive offices shall be located at 3350 Peachtree Road NE, Suite 1500 in th
May 4, 2022	EX-FILING FEES	Calculation of Filing Fee Table EXHIBIT 107 Calculation of Filing Fee Table FORM S-8 (Form Type) PulteGroup, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(3) Fees to Be Paid Equity Common Shares, $0.0
May 4, 2022	S-8	As filed with the Securities and Exchange Commission on May 4, 2022 As filed with the Securities and Exchange Commission on May 4, 2022 Registration No.
April 28, 2022	EX-99.1	PULTEGROUP, INC. REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP, INC. REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS ?Net Income of $1.83 Per Share Increased 43% Over Prior Year Adjusted Net Income of $1.28 Per Share ?Home Sale Revenues Increased 18% to $3.1 Billion ?Closings of 6,039 Homes Consistent with Prior Year; Average Sales Price Increased 18%
April 28, 2022	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 PULTEGROUP, INC.
April 28, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
April 28, 2022	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
April 28, 2022	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
March 22, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy S
March 22, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame DEFA14A 1 d52721ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐
March 11, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 PULTEGROUP, INC.
March 11, 2022	8-A12B/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc. (Exact name of registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc. (Exact name of registrant as specified in its charter) Michigan 38-2766606 (State or other jurisdiction (IRS Employer of incorporation) Identification No.) 3350 Peachtree Road
March 11, 2022	EX-4.1	Fifth Amendment to Amended and Restated Section 382 Rights Agreement, dated as of March 10, 2022, between PulteGroup, Inc. and Computershare Trust Company, N.A., as rights agent (Incorporated by reference to Exhibit 4.1 of PulteGroup, Inc.’s Current Report on Form 8-K, filed with the SEC on March 11, 2022) FIFTH AMENDMENT TO AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT This FIFTH Amendment, dated as of March 10, 2022 (this ?Amendment?), to that certain Amended and Restated Section 382 Rights Agreement, dated as of March 18, 2010, as amended by that certain First Amendment to Amended and Restated Section 382 Rights Agreement, dated as of March 14, 2013, that certain Second Amendment to Amended a
March 10, 2022	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy S
February 10, 2022	SC 13G/A	PHM / PulteGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: PulteGroup Inc. Title of Class of Securities: Common Stock CUSIP Number: 745867101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Ru
February 7, 2022	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m
February 7, 2022	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made
February 7, 2022	EX-24	Power of Attorney (Filed herewith) EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Ryan Marshall, Robert O?Shaughnessy, Todd N.
February 7, 2022	EX-10.I	PulteGroup, Inc. Deferred Compensation Plan For Non-Employee Directors, as amended and restated effective as of December 31, 2021 (Incorporated by reference to Exhibit 10(i) of our Annual Report on Form 10-K for the year ended December 31, 2021) PULTEGROUP, INC. DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (as amended and restated effective as of December 31, 2021) TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 1.1 ?Beneficiary? 1 1.2 ?Board? 1 1.3 ?Code? 1 1.4 ?Committee? 2 1.5 ?Common Stock? 2 1.6 ?Company? 2 1.7 ?Deferral Account? 2 1.8 ?Deferral Date? 2 1.9 ?Deferral Period? 2 1.10 ?Deferral Year? 2 1.11 ?Deferred Share Unit? 2 1.
February 7, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number 1-9804 PULTEGROUP, INC. (Exact name
February 7, 2022	EX-21	Subsidiaries of the Registrant (Filed herewith) EXHIBIT 21 SUBSIDIARIES OF PULTEGROUP, INC. As of December 31, 2021 Company Name Jurisdiction of Formation Centex LLC Nevada Centex Construction Of New Mexico, LLC Delaware Centex Development Company, L.P. Delaware Centex Homes Nevada Centex Homes, LLC Delaware Centex International II, LLC Nevada Centex Real Estate Company, LLC (f/k/a Centex Real Estate Corporation) Nevada Contractors Insurance Co
February 7, 2022	EX-22	List of Guarantor Subsidiaries (incorporated by reference from Exhibit 22 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2021, filed with the SEC on February 7, 2022) EXHIBIT 22 LIST OF GUARANTOR SUBSIDIARIES As of December 31, 2021 The following subsidiaries of PulteGroup, Inc.
February 1, 2022	EX-99.1	PULTEGROUP REPORTS FOURTH QUARTER 2021 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
February 1, 2022	EX-99.2	PULTEGROUP, INC. ANNOUNCES $1.0 BILLION INCREASE TO SHARE REPURCHASE AUTHORIZATION FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
February 1, 2022	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 PULTEGROUP, INC.
October 26, 2021	EX-99.1	PULTEGROUP REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS ?Net Income of $1.82 Per Share Up 36% Over Prior Year Adjusted Net Income of $1.34 Per Share ?Closings Increased 9% to 7,007 Homes ?Home Sale Revenues Increased 18% to $3.3 Billion ?Homebuilding Gross Margin Increased 200 Basis Points to 26.5%
October 26, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specifie
October 26, 2021	EX-22	List of Guarantor Subsidiaries EXHIBIT 22 LIST OF GUARANTOR SUBSIDIARIES As of September 30, 2021 The following subsidiaries of PulteGroup, Inc.
October 26, 2021	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
October 26, 2021	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2021 PULTEGROUP, INC.
October 26, 2021	EX-10.B	First Amendment to Second Amended and Restated Credit Agreement dated as of July 30, 2021 among PulteGroup, Inc., as Borrower, Bank of America, N.A., as Administrative Agent, and the other Lenders party thereto (Filed herewith). Exhibit 10(b) FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?) is made July 30, 2021, and entered into to be effective as of July 1, 2021 (the ?Effective Date?), among PULTEGROUP, INC.
October 26, 2021	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
September 8, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 PULTEGROUP, INC.
September 8, 2021	EX-99.1	PULTEGROUP UPDATES SELECT GUIDANCE FOR Q3 AND FULL YEAR 2021 Increased Supply Chain Disruptions and Shortages of Key Building Products Continue to Impact the Pace of Homebuilding Operations EX-99.1 2 ex991guidanceupdaterelease.htm EX-99.1 - GUIDANCE UPDATE PRESS RELEASE FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP UPDATES SELECT GUIDANCE FOR Q3 AND FULL YEAR 2021 Increased Supply Chain Disruptions and Shortages of Key Building Products Continue to Impact the Pace of Homebuilding Operations ATLANTA – Sept 8, 2021 – In
July 30, 2021	EX-10.1	Lead Arranger and a Buyer, the other Buyers party hereto and Pulte Mortgage LLC, as Seller Bodman177720039 THIRD AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT (for Pulte Mortgage LLC) dated as of July 29, 2021 among COMERICA BANK, as Agent, Lead Arranger and a Buyer, THE OTHER BUYERS PARTY HERETO and PULTE MORTGAGE LLC, as Seller -i- Bodman177720039 TABLE OF CONTENTS THIRD AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT .
July 30, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 PULTEGROUP, INC.
July 27, 2021	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
July 27, 2021	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
July 27, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
July 27, 2021	EX-99.1	PULTEGROUP REPORTS SECOND QUARTER 2021 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PULTEGROUP REPORTS SECOND QUARTER 2021 FINANCIAL RESULTS ?Reported Net Income of $1.90 Per Share ?Adjusted Net Income of $1.72 Per Share ?Net New Orders Increased 28% to 8,322 Homes; Net New Order Value Increased 59% to $4.3 Billion ?Closings Increased 22% to 7,232 Homes ?Home Sale Revenues Increas
July 27, 2021	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 PULTEGROUP, INC.
June 11, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-9804 PULTEGROUP, INC. 401(K) PLAN (Full title of the plan and address of th
May 17, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 PULTEGROUP, INC.
April 27, 2021	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m
April 27, 2021	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
April 27, 2021	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 PULTEGROUP, INC.
April 27, 2021	10-Q	Quarterly Report - 10-Q Q1 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
April 27, 2021	EX-99.2	PULTEGROUP, INC. ANNOUNCES $1.0 BILLION INCREASE TO SHARE REPURCHASE AUTHORIZATION EX-99.2 3 ex992repurchaseauthorizati.htm EX-99.2 - SHARE REPURCHASE PROGRAM PRESS RELEASE FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: [email protected] PULTEGROUP, INC. ANNOUNCES $1.0 BILLION INCREASE TO SHARE REPURCHASE AUTHORIZATION ATLANTA - April 27, 2021 – PulteGroup, Inc. (NYSE: PHM) announced today that its Board of Directors has approved a $1.0
April 27, 2021	EX-99.1	PULTEGROUP, INC. REPORTS FIRST QUARTER 2021 FINANCIAL RESULTS FOR IMMEDIATE RELEASE - UPDATED VERSION** Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
March 25, 2021	DEF 14A	- DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy S
March 25, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
February 11, 2021	EX-99.1	PulteGroup Announces Early Results of Cash Tender Offers EX-99.1 2 d140566dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Company Contact: Investors: Jim Zeumer (404) 978-6434 Email: [email protected] PulteGroup Announces Early Results of Cash Tender Offers Atlanta, Feb. 11, 2021 (GLOBE NEWSWIRE) — PulteGroup, Inc. (NYSE: PHM) (“PulteGroup” or the “Company”) announced today the results to date of PulteGroup’s previously announced cash tend
February 11, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 PULTEGROUP, INC.
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: PulteGroup Inc. Title of Class of Securities: Common Stock CUSIP Number: 745867101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul
February 2, 2021	EX-4.G	Description of the Registrant's Securities (Filed herewith) EX-4.G 2 exhibit4g-descriptionofreg.htm EX-4.G - DESCRIPTION OF REGISTRANT'S SECURITIES Exhibit 4(g) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc., a Michigan corporation (the “Company”), has two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exch
February 2, 2021	EX-24	Power of Attorney (Filed herewith) EX-24 7 exhibit24-powerofattorney1.htm EX-24 - POWER OF ATTORNEY EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Ryan Marshall, Robert O’Shaughnessy, Todd N. Sheldon, and Brien O'Meara, signing singly, his true and lawful attorney-in-fact to: 1.Execute for and on behalf of the undersigned, in the undersigned’s capacity as a
February 2, 2021	EX-22	List of Guarantor Subsidiaries EXHIBIT 22 LIST OF GUARANTOR SUBSIDIARIES As of December 31, 2020 The following subsidiaries of PulteGroup, Inc.
February 2, 2021	EX-10.K	Amendment Number Two to the PulteGroup, Inc. 2013 Stock Incentive Plan dated December 3, 2020 (Incorporated by reference to Exhibit 10(k) of our Annual Report on Form 10-K for the year ended December 31, 2020 ) EX-10.K 3 exhibit-amendmentnumbertwo.htm EX-10.K - AMENDMENT NUMBER TWO TO 2013 STOCK INCENTIVE PLAN Exhibit 10(k) AMENDMENT NUMBER TWO TO THE PULTEGROUP, INC. 2013 STOCK INCENTIVE PLAN WHEREAS, PulteGroup, Inc., a Michigan corporation (the “Company”), maintains the PulteGroup, Inc. 2013 Stock Incentive Plan (the “Plan”); and WHEREAS, pursuant to Section 5.2 of the Plan, the Board of Directors of
February 2, 2021	EX-21	Subsidiaries of the Registrant (Filed herewith) EX-21 4 exhibit21-subsidiarylistin.htm EX-21 - SUBSIDIARY LISTING EXHIBIT 21 SUBSIDIARIES OF PULTEGROUP, INC. As of December 31, 2020 Company Name Jurisdiction of Formation Centex LLC Nevada Centex Construction Of New Mexico, LLC Delaware Centex Development Company, L.P. Delaware Centex Homes Nevada Centex Homes, LLC Delaware Centex International II, LLC Nevada Centex Real Estate Company, LLC Neva
February 2, 2021	10-K	Annual Report - 10-K - 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in its
February 2, 2021	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made
February 2, 2021	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1.I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m
January 28, 2021	EX-99.1	PULTEGROUP REPORTS FOURTH QUARTER 2020 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
January 28, 2021	EX-99.2	ACTIVE 264281561 FOR IMMEDIATE RELEASE Company Contact: Investors: Jim Zeumer (404) 978-6434 Email: [email protected] PulteGroup Announces Cash Tender Offer For Up To $300 Million Aggregate Principal Amount Of Certain of Its Outstanding Debt EX-99.2 3 phmtenderoffer1272021.htm EX-99.2 - TENDER OFFER PRESS RELEASE ACTIVE 264281561 FOR IMMEDIATE RELEASE Company Contact: Investors: Jim Zeumer (404) 978-6434 Email: [email protected] PulteGroup Announces Cash Tender Offer For Up To $300 Million Aggregate Principal Amount Of Certain of Its Outstanding Debt Securities Atlanta, Jan. 28, 2021 - PulteGroup, Inc. (NYSE: PHM) (“PulteGroup
January 28, 2021	8-K	Results of Operations and Financial Condition - 8-K - 4Q20 EARNINGS AND TENDER OFFER PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 PULTEGROUP, INC.
November 18, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2020 PULTEGROUP, INC.
November 18, 2020	EX-99.1	FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PulteGroup Appoints J. Phillip Holloman to its Board of Directors ATLANTA -- November 18, 2020 – PulteGroup, Inc. (NYSE: PHM), one of America’s large FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 [email protected] PulteGroup Appoints J. Phillip Holloman to its Board of Directors ATLANTA - November 18, 2020 ? PulteGroup, Inc. (NYSE: PHM), one of America?s largest homebuilding companies, today announced the appointment of J. Phillip Holloman, former President and Chief Operating Officer (COO) of Cintas Corpora
October 22, 2020	EX-99.1	PULTEGROUP REPORTS THIRD QUARTER 2020 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
October 22, 2020	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1. I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,
October 22, 2020	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 PULTEGROUP, INC.
October 22, 2020	10-Q	Quarterly Report - 10-Q Q3 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specifie
October 22, 2020	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1. I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were
August 3, 2020	EX-10.1	Second Amended and Restated Master Repurchase Agreement dated July 30, 2020, among Comerica Bank, as Agent, Lead Arranger and a Buyer, the other Buyers party hereto and Pulte Mortgage LLC, as Seller (Incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K, filed with the SEC on August 3, 2020) EX-10.1 2 secondamendedandrestated.htm EXHIBIT 10.1 - SECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT SECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT (for Pulte Mortgage LLC) dated as of July 30, 2020 among COMERICA BANK, as Agent, Lead Arranger and a Buyer, THE OTHER BUYERS PARTY HERETO and PULTE MORTGAGE LLC, as Seller Bodman168420957 TABLE OF CONTENTS SECOND AMENDED AND RESTATED
August 3, 2020	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 PULTEGROUP, INC.
July 23, 2020	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1. I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were
July 23, 2020	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2020 PULTEGROUP, INC.
July 23, 2020	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1. I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,
July 23, 2020	10-Q	Quarterly Report - 10-Q Q2 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
July 23, 2020	EX-99.1	PULTEGROUP REPORTS SECOND QUARTER 2020 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
June 11, 2020	11-K	- 11-K PHM 401(K) PLAN 12-31-2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-9804 PULTEGROUP, INC. 401(K) PLAN (Full title of the plan and address of th
May 13, 2020	8-A12B/A	- 8-A12B/A - 4TH AMENDMENT SECTION 382 RIGHTS AGREEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc. (Exact name of registrant as specified in its charter) Michigan 38-2766606 (State of incorporation or organization) (I.R.S. Employer Identification Number) 3350 Peachtree Road
May 12, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 PULTEGROUP, INC.
May 11, 2020	EX-10.1	Release, Non-Competition, Non-Solicitation and Confidentiality Agreement by and between PulteGroup, Inc. and Stephen Schlageter, dated as of May 8, 2020 (Incorporated by reference to Exhibit 10.1 of PulteGroup Inc.'s Current Report on Form 8-K, filed with the SEC on May 11, 2020) EX-10.1 5 a101-schlageterseparat.htm EXHIBIT 10.1 - SCHLAGETER SEPARATION AGREEMENT RELEASE, NON-COMPETITION, NON-SOLICITATION AND CONFIDENTIALITY AGREEMENT This Release, Non-Competition, Non-Solicitation and Confidentiality Agreement (the “Agreement”) is entered into by and between PulteGroup, Inc., a Michigan Corporation (the “Company”), and Stephen Schlageter (“You”) this 8th day of May, 2020.
May 11, 2020	EX-3.2	Amended and Restated By-Laws of PulteGroup, Inc. (Incorporated by reference to Exhibit 3.2 of our Current Report on Form 8-K, filed with the SEC on May 11, 2020) AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC. ARTICLE I OFFICES SECTION 1.1 Registered Office. The registered office of the Corporation shall be located at 601 Abbot Road, East Lansing, MI 48823 or at such other place as may be designated as the registered office by the Board of Directors. The Corporation’s principal executive offices shall be located at 3350 Peachtree Road NE, Suite 150 in the
May 11, 2020	EX-4.1	Fourth Amendment to Amended and Restated Section 382 Rights Agreement, dated as of May 11, 2020, between PulteGroup, Inc. and Computershare Trust Company, N.A., as rights agent (Incorporated by reference to Exhibit 4.1 of PulteGroup, Inc.’s Current Report on Form 8-K, filed with the SEC on May 11, 2020) FOURTH AMENDMENT TO AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT This FOURTH Amendment, dated as of May 11, 2020 (this “Amendment”), to that certain Amended and Restated Section 382 Rights Agreement, dated as of March 18, 2010, as amended by that certain First Amendment to Amended and Restated Section 382 Rights Agreement, dated as of March 14, 2013, that certain Second Amendment to Amended and Restated Section 382 Rights Agreement, dated as of March 10, 2016 and that certain Third Amendment to Amended and Restated Section 382 Rights Agreement, dated as of March 7, 2019 (collectively, the “Section 382 Rights Agreement”), is made between PulteGroup, Inc.
May 11, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 PULTEGROUP, INC.
May 11, 2020	EX-3.1	Amended and Restated By-Laws of PulteGroup, Inc. (marked for changes) EX-3.1 2 a31-bylawsamendmentcha.htm EXHIBIT 3.1 - BY-LAWS AMENDMENT TRACKED AMENDED AND RESTATED BY-LAWS OF PULTEGROUP, INC. ARTICLE I OFFICES SECTION 1.1 Registered Office. The registered office of the Corporation shall be located at 601 Abbot Road, East Lansing, MI 48823 or at such other place as may be designated as the registered office by the Board of Directors. The Corporation’s principal ex
April 23, 2020	EX-99.1	PULTEGROUP, INC. REPORTS FIRST QUARTER 2020 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: jim.
April 23, 2020	10-Q	Quarterly Report - 10-Q Q1 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in
April 23, 2020	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1. I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,
April 23, 2020	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 PULTEGROUP, INC.
April 23, 2020	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1. I have reviewed this quarterly report on Form 10-Q of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were
April 20, 2020	DEFA14A	PHM / PulteGroup, Inc. DEFA14A - - DEFA14A DEFA14A 1 d917545ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐
April 20, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2020 PULTEGROUP, INC.
April 20, 2020	EX-99.1	PULTEGROUP ANNOUNCES CHANGE OF LOCATION OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 7, 2020 EX-99.1 2 d177094dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: [email protected] PULTEGROUP ANNOUNCES CHANGE OF LOCATION OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 7, 2020 ATLANTA – April 20, 2020 - PulteGroup, Inc. (NYSE: PHM) announced today that, due to the ongoing public health impact of COVID-19 and to suppor
March 23, 2020	DEF 14A	PHM / PulteGroup, Inc. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 23, 2020	DEFA14A	PHM / PulteGroup, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐
February 12, 2020	SC 13G/A	PHM / PulteGroup, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: PulteGroup Inc Title of Class of Securities: Common Stock CUSIP Number: 745867101 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule
February 7, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2020 PULTEGROUP, INC.
January 30, 2020	EX-24	Power of Attorney (Filed herewith) EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Ryan R.
January 30, 2020	10-K	Annual Report - 10-K 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-9804 PULTEGROUP, INC. (Exact name of registrant as specified in its
January 30, 2020	EX-4.F	Description of the Registrant's Securities (Filed herewith) Exhibit 4(f) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 PulteGroup, Inc.
January 30, 2020	EX-21	Subsidiaries of the Registrant (Filed herewith) EXHIBIT 21 SUBSIDIARIES OF PULTEGROUP, INC. As of December 31, 2019 Company Name Jurisdiction of Formation Centex LLC Nevada Centex Construction Of New Mexico, LLC Delaware Centex Development Company, L.P. Delaware Centex Homes Nevada Centex Homes, LLC Delaware Centex International II, LLC Nevada Centex Real Estate Company, LLC Nevada Contractors Insurance Company of North America, Inc., a Risk Re
January 30, 2020	EX-31.A	Rule 13a-14(a) Certification by Ryan R. Marshall, President and Chief Executive Officer (Filed herewith) EXHIBIT 31(a) CHIEF EXECUTIVE OFFICER'S CERTIFICATION I, Ryan R. Marshall, certify that: 1. I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
January 30, 2020	EX-31.B	Rule 13a-14(a) Certification by Robert T. O'Shaughnessy, Executive Vice President and Chief Financial Officer (Filed herewith) EXHIBIT 31(b) CHIEF FINANCIAL OFFICER'S CERTIFICATION I, Robert T. O'Shaughnessy, certify that: 1. I have reviewed this annual report on Form 10-K of PulteGroup, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma
January 29, 2020	SC 13D/A	PHM / PulteGroup, Inc. / PULTE WILLIAM J - AMENDMENT NO. 32 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 32)1 PulteGroup, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 745867101 (CUSIP Number) Mark T. Pulte William J. Pulte
January 28, 2020	EX-99.1	PULTEGROUP REPORTS FOURTH QUARTER 2019 FINANCIAL RESULTS EX-99.1 2 ex991earningspr4q19.htm EXHIBIT 99.1 - EARNINGS PR 4Q 2019 FOR IMMEDIATE RELEASE Company Contact Investors: Jim Zeumer (404) 978-6434 Email: [email protected] PULTEGROUP REPORTS FOURTH QUARTER 2019 FINANCIAL RESULTS • Reported Net Income of $1.22 Per Share • Adjusted Net Income of $1.14 Per Share • Net New Orders Increased 33% to 5,691 Homes • Closings Increased 2% to 6,822 Homes
January 28, 2020	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 PULTEGROUP, INC.
October 22, 2019	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2019 PULTEGROUP, INC.

PHA CL / PulteGroup, Inc. - Preferred Security - SEC Filings, Annual Report, Proxy Statement

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